Public Companies Practice Division

Rotenberg & Co.'s Public Company's Practice Division is a separate division within the firm that is fully staffed to provide the services needed by publicly traded companies and those looking to go public. Our clients range from development stage companies making their first public offering to well-established companies.

We serve as:

•  Independent auditors of public companies

•  Advisors to public companies that we do not audit

•  Advisors to public company boards and audit committees

•  Advisors to private companies looking to go public

Our Public Company Experience

The professionals in our Public Companies Practice Division are fully versed in SEC regulations, the registration process, periodic reporting requirements, Sarbanes-Oxley, and the assurance services required by publicly traded entities.

Our services to SEC issuers have included:

•  Initial registration of privately held and development stage companies

•  Periodic reporting to the SEC: Forms 10K, 10Q, and 8K

•  Financial statement assurance services (audits and reviews)

•  Business combinations: mergers & acquisitions, recapitalizations, reverse mergers, spin-offs, reorganizations, equity offerings

•  Assistance to attorneys, investment bankers, and other CPA firms

•  Compliance with SEC registration regulations: SX , SK , SB

•  Assistance with critical accounting policies and disclosures

•  Advice on complex transactions and taxation

•  Executive compensation: stock compensation plans, options, warrants

•  Management anti-fraud programs and controls

•  Compliance with the Sarbanes-Oxley Act of 2002

•  Shells